Securitieslawyer.com
Former John Thomas Financial (JTF) Employees Move On To Other
WEBMany of the brokers from John Thomas Financial Inc. (JTF), the New York boiler room that closed after regulators accused the founder Anatasios “Tommy” Belesis of fraud, have found new employers in New York’s financial district writes Zeke Faux in a recent Bloomberg article. The two brothers of John Thomas founder, Tommy Belesis, …
Actived: 4 days ago
Principal Broker Barred from Supervisory Capacity for Failing to
WEBFINRA lists the following on their website under “Disciplinary and Other FINRA Actions, October, 2013.” Robert Noonan Drake (CRD #1213804, Registered Principal, Lakeville, Connecticut) was fined $5,000 and barred from association with any FINRA member in any principal or supervisory capacity. The National Adjudicatory …
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